002.pdf

JS 44C/SDNY
REV.
10/01/2020
CIVIL COVER SHEET
The JS-44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or
other papers as required by law, except as provided by local rules of court. This form, approved by the Judicial Conference of the
United States in September 1974, is required for use of the Clerk of Court for the purpose of initiating the civil docket sheet.
PLAINTIFFS
OPERATING ENGINEERS CONSTRUCTION INDUSTRY AND
MISCELLANEOUS PENSION FUND, derivatively on behalf of JPMORGAN
CHASE & CO.

DEFENDANTS
Dimon, et al.
(see seperate sheet for additional defendants)

ATTORNEYS (FIRM NAME, ADDRESS, AND TELEPHONE NUMBER
Christine M. Mackintosh,Rebecca A. Musarra, Vivek Upadhya,
Grant & Eisenhofer, P.A., 123 Justison Street, Wilmington, DE 19801,
(302) 622-7000

ATTORNEYS (IF KNOWN)

CAUSE OF ACTION (CITE THE U.S. CIVIL STATUTE UNDER WHICH YOU ARE FILING AND WRITE A BRIEF STATEMENT OF CAUSE)
(DO NOT CITE JURISDICTIONAL STATUTES UNLESS DIVERSITY)
28 U.S.C. § 1332; 28 U.S.C. § 1367(a)

Has this action, case, or proceeding, or one essentially the same been previously filed in SDNY at any time? No [ ] Yes [x]
Judge Previously Assigned
If yes, was this case Vol. [ ] Invol. [ ] Dismissed. No [ ] Yes [ ] If yes, give date _______________________ & Case No. ______________________
IS THIS AN INTERNATIONAL ARBITRATION CASE? No [x] Yes [ ]
(PLACE AN [x] IN ONE BOX ONLY) NATURE OF SUIT
[Selection marked: [x] 160 STOCKHOLDERS SUITS]

Check if demanded in complaint:
[ ] CHECK IF THIS IS A CLASS ACTION UNDER F.R.C.P. 23
DEMAND $______________ OTHER ______________
Check YES only if demanded in complaint
JURY DEMAND: [ ] YES [x] NO

DO YOU CLAIM THIS CASE IS RELATED TO A CIVIL CASE NOW PENDING IN S.D.N.Y.
AS DEFINED BY LOCAL RULE FOR DIVISION OF BUSINESS 13?
IF SO, STATE:
JUDGE Jed S. Rakoff (22-10019 and, DOCKET NUMBER 22-10904)
NOTE: You must also submit at the time of filing the Statement of Relatedness form (Form IH-32).

Case 1:23-cv-03903-JSR Document 2 Filed 05/09/23 Page 1 of 6

(PLACE AN x IN ONE BOX ONLY) ORIGIN
[x] 1 Original Proceeding

(PLACE AN x IN ONE BOX ONLY) BASIS OF JURISDICTION
[x] 4 DIVERSITY
IF DIVERSITY, INDICATE CITIZENSHIP BELOW.

CITIZENSHIP OF PRINCIPAL PARTIES (FOR DIVERSITY CASES ONLY)
(Place an [X] in one box for Plaintiff and one box for Defendant)
CITIZEN OF THIS STATE PTF [ ] 1 DEF [x] 1
CITIZEN OF ANOTHER STATE PTF [x] 2 DEF [x] 2

PLAINTIFF(S) ADDRESS(ES) AND COUNTY(IES)
Operating Engineers Construction Industry and Miscellaneous Pension Fund
c/o Grant & Eisenhofer P.A.
123 Justison Street
Wilmington, Delaware 19801

DEFENDANT(S) ADDRESS(ES) AND COUNTY(IES)
See separate sheet

DEFENDANT(S) ADDRESS UNKNOWN
REPRESENTATION IS HEREBY MADE THAT, AT THIS TIME, I HAVE BEEN UNABLE, WITH REASONABLE DILIGENCE, TO ASCERTAIN
THE RESIDENCE ADDRESSES OF THE FOLLOWING DEFENDANTS:

COURTHOUSE ASSIGNMENT
I hereby certify that this case should be assigned to the courthouse indicated below pursuant to Local Rule for Division of Business 18, 20 or 21.
Check one: THIS ACTION SHOULD BE ASSIGNED TO: [ ] WHITE PLAINS [x] MANHATTAN
DATE 05/09/2023
s/ Rebecca A. Musarra
SIGNATURE OF ATTORNEY OF RECORD
ADMITTED TO PRACTICE IN THIS DISTRICT
[x] YES (DATE ADMITTED Mo. 05 Yr. 2010)
Attorney Bar Code # RM3781

Magistrate Judge is to be designated by the Clerk of the Court.
Magistrate Judge _________________________________________________________ is so Designated.
Ruby J. Krajick, Clerk of Court by _____________ Deputy Clerk, DATED _____________________.
UNITED STATES DISTRICT COURT (NEW YORK SOUTHERN)

Case 1:23-cv-03903-JSR Document 2 Filed 05/09/23 Page 2 of 6

UNITED STATES DISTRICT COURT FOR THE
SOUTHERN DISTRICT OF NEW YORK
OPERATING ENGINEERS
CONSTRUCTION INDUSTRY AND
MISCELLANEOUS
PENSION FUND,
Plaintiff,
v.
JAMES DIMON, ASHLEY BACON,
LINDA B. BAMMANN, JAMES A. BELL,
JOHN H. BIGGS, CRANDALL C.
BOWLES, STEPHEN B. BURKE, TODD A.
COMBS, DAVID M. COTE, JAMES S.
CROWN, MARY C. ERDOES, TIMOTHY
P. FLYNN, ELLEN V. FUTTER,
MELLODY HOBSON, JOHN J. HOGAN,
LABAN P. JACKSON, JR., JOHN W.
KESSLER, ROBERT I. LIPP, RICHARD A.
MANOOGIAN, MICHAEL A. NEAL,
DAVID C. NOVAK, LEE R. RAYMOND,
JAMES E. STALEY, WILLIAM C.
WELDON, and BARRY L. ZUBROW,
Defendants,
and
JPMORGAN CHASE & CO.,
Nominal Defendant.
Case Number:
SEPARATE SHEET OF DEFENDANTS/ADDRESSES
1
Case 1:23-cv-03903-JSR Document 2 Filed 05/09/23 Page 3 of 6

James Dimon
1185 Park Ave.
Manhattan, NY 10128-1308
New York County

Ashley Bacon
15 Andrews Rd.
Greenwich, CT 06830-4711
Fairfield County

Linda B. Bammann
9295 NW Highway 225A
Ocala, FL 34482-7348
Marion County

James A. Bell
13800 Mulholland Dr.
Beverly Hills, CA 90210-1130
Los Angeles County

John H. Biggs
1 Mcknight Place Apt 251
Saint Louis, MO 63124-1983
St. Louis County

Crandall C. Bowles
1042 Highway 160 W
Fort Mill, SC 29715
York County

Stephen B. Burke
3300 Anderson Ln
Dillon, MT 59725-9572
Beaverhead County

Todd A. Combs
206 Fairacres Rd.
Omaha, NE 68132-2706
Douglas County

David M. Cote
7869 Route 82
Pine Plains, NY 12567-5265
Dutchess County
2
Case 1:23-cv-03903-JSR Document 2 Filed 05/09/23 Page 4 of 6

James S. Crown
65 E Goethe St. Unit 6NE
Chicago, IL 60610-2628
Cook County

Mary Callahan Erdoes
101 20th St.
Miami Beach, FL 33139-1903
Miami-Dade County

Timothy P. Flynn
4510 W. Cush Canyon Loop
Marana, AZ 85658-4430
Pima County

Ellen V. Futter
79 E 79th St., Unit 2
New York, NY 10075-0202
New York County

Mellody Hobson
800 N Michigan Ave., Apt 4802
Chicago, IL 60611-2155
Cook County

John James Hogan
10620 Gulf Shore Dr. Apt 502
Naples, FL 34108-4036
Collier County

Laban P. Jackson, Jr.
2261 Central Ave.
Harbor Springs, MI 49740-8309
Emmet County

John W. Kessler
220 Market St. Ste 200
New Albany, OH 43054-9031
Franklin County

Robert I. Lipp
1158 5th Ave., Apt 12A
New York, NY 10029-6917
New York County
3
Case 1:23-cv-03903-JSR Document 2 Filed 05/09/23 Page 5 of 6

Richard A. Manoogian
15520 Windmill Pointe Dr.
Grosse Pointe Park, MI 48230-1857
Wayne County

Michael A. Neal
3510 Fort Charles Dr.
Naples, FL 34102-7931
Collier County

David C. Novak
110 Ox Pasture Rd.
Southampton, NY 11968-4566
Suffolk County

Lee R. Raymond
1400 Hawthorn Way
Westlake, TX 76262-9033
Tarrant County

James E. Staley
930 Park Ave.
New York, NY 10028-0209
New York County

William C. Weldon
1264 Lake Worth Ln.
North Palm Beach, FL 33408-2905
Palm Beach County

Barry L. Zubrow
1100 S Flagler Dr., Unit 1601
West Palm Beach, FL 33401-6540
Palm Beach County
4
Case 1:23-cv-03903-JSR Document 2 Filed 05/09/23 Page 6 of 6